Investment Management - Toronto, Ontario, Canada
Integrity. Knowledge. Excellence. These are the principles of Aurelius G.R.P. (Canada) ("Aurelius"), a Toronto-based investment governance, regulatory and policy consultancy offering advice and solutions on regulatory compliance, governance (IRCs and boards) and other matters. In Aurelius you will gain confidence that you have personnel deeply knowledgeable about your industry, your business, and your regulatory requirements, who understand the balance between managing a business while achieving regulatory best practices, and who will help you navigate the myriad of regulatory requirements and the nuanced regulatory expectations of the securities regulators so "you can sleep at night". Supriya Kapoor is the founder of Aurelius and is a seasoned investment compliance professional with approximately 30 years of financial services experience of which approximately 20 years has been in investment compliance. Her knowledge and experience extends across domestic and international jurisdictions, asset classes, investor types, public and private products and multiple registration categories at both small, privately owned and large multinational public entities. Supriya is a subject matter expert in regulatory compliance, and has deep experience in corporate governance, risk, and conflicts management who is well respected and sought out by industry peers. Supriya has worked in regulatory compliance for approximately 20 years, the last 15 as a Chief Compliance Officer. During this time, Supriya has been privileged to work with highly regarded and recognized investment management professionals, thought leaders in legal, compliance, finance and operations and industry experts. In addition to the compliance roles she has held, she has: functioned as Chief Anti-Money Laundering Officer and Chief Privacy Officer; been a member of senior executive management teams; been a partner of a registered firm; been responsible for managing the Independent Review Committees (manager perspective) of several funds; and currently serves as a member of an Independent Review Committee, and Treasurer of 3-2-1 Empower Ltd ( a charitable organization helping women in India who are victims of exploitation and trafficking, to build a better life). Finally, Supriya is a member of several industry organizations, co-chairs the AIMA Legal and Finance Committee and chairs the PMAC Practices & Standards Committee, and is a sought out speaker at industry conferences. Supriya is a qualified CPA (Delaware) with finance experience.Let Aurelius take care of your governance and regulatory needs! For further information please contact Supriya at 647.532.5262 or supriya@aureliusgrp.ca.