Financial Services - , ,
BackOffice Alliance is an innovative compliance consulting firm that strives to provide a cost effective compliance automated solution for your practice. Our "needs-based" compliance and operations approach enables you to utilize your capital where it is needed. Our team of compliance and technical experts have on average over 20 years of experience ranging from broker-dealer, investment adviser, mutual funds, hedge funds, and private equity. We have your back so you can focus on your business.Services: Investment Adviser, Broker-Dealer, Mutual Funds, Hedge Fund and Private Equity Services, CCO Outsourcing Services, Annual Compliance Reviews, Technology Assessments, Mock-SEC/FINRA Examinations