BDSential
Financial Services - New York, New York, United States
BDSential Employees
BDSential Senior Management
BDSential Details
BDSential is a Compliance Audit Management platform for broker-dealers, built by former regulators to help automate and streamline compliance with FINRA and SEC requirements for AML, supervisory, cybersecurity, and other audits.With BDSential, broker-dealers achieve SEC and FINRA audit compliance through automation. Our cloud-based platform streamlines workflows, manages audit content, and enables Compliance Officers to identify violation patterns and track corrective actions in real-time. Audit Management: Our software automates the entire audit process beginning with the initial stage of Creation, Scheduling and Assignment, through the Performance, Review and Approval stages, concluding with a system generated Audit/Violations Report. Compliance Management: BDSential's Compliance Management provides transparency for Executive Management, Boards of Directors, and Audit Committee Members – enabling them to easily track corrective action progress and implementation, close the loop on repeat violations and avoid fines, sanctions and reputational risk.Data Analytics: Our Compliance Data Analytics enables key stakeholders to analyze and identify violations patterns and trends to reduce the risk of Non-Compliance and to identify risk factors which must be incorporated in the Audit Planning process.
BDSential Technologies
Email Providers
Outlook
CMS
WordPress.org
Hosting
Google Cloud Hosting
Analytics and Tracking
Google Analytics
Other
Mobile Friendly