Complii FinTech Solutions is a secure digital platform that removes the need for paper based compliance. This customisable software has been designed to automate, record and report on an AFS Licensee's and Brokers compliance obligations. Significant staff cost savings and time savings can also be achieved as a result of implementing Complii. Complii automates functions such as sending ROA's/SOA's emails based off client profiles, 708 8 expiry register, FOFA FDS letter auto-generation and electronic opt-in, online client profiles updates, disclosures, breach register, Chinese walls, internal compliance and much more. Part of Complii's cutting edge innovation software solution is Complii's Capital Raising tool, which allows corporate deals to be distributed to advisors to bid on. Successful bids can be automatically offered to clients who have the option to electronically accept the deal by a hyperlink on the email. The latest addition to this module, Corporate Highway allows distribution of capital raisings within the Complii community and opens up spread and deal flow across Australia.All Complii features are purposefully developed to bring in subtlety, effectiveness, and simplification to the corporate action and capital raising process. Complii's Online Client Portfolio portal allows your clients to login online, view and update their risk profiles, run and print statements, contract notes, securely contact their advisor (no more email fraud!), track stock performance with live pricing and much more. With the benefit of a rapid development cycle for system enhancements, functional changes are delivered in hours or days rather than weeks or months. Some of our clients include: DJ Carmichael, Shaw and Partners, Canaccord Genuity, EverBlu Capital and Blue Ocean Equities.

Website: complii.com.au

Employees: 20 - 49

HQ:

Location: Sydney, New South, AU

Revenue: 2.5 - 5 Million

Complii FinTech Solutions Ltd is a leading financial technology company that provides a secure digital platform for automating compliance processes in the financial services industry. Based in Sydney, Australia, the company has developed a customisable software that helps AFS Licensees and Brokers streamline their compliance obligations, significantly reducing staff costs and time savings. The Complii platform offers a range of innovative features, including automated sending of ROA's/SOA's emails, 708 8 expiry register, FOFA FDS letter auto-generation, electronic opt-in, online client profiles updates, disclosures, breach register, Chinese walls, internal compliance, and much more. The company's cutting-edge Capital Raising tool allows corporate deals to be distributed to advisors to bid on, with successful bids automatically offered to clients who can electronically accept the deal via a hyperlink in the email. In addition, Complii's Online Client Portfolio portal enables clients to login online, view and update their risk profiles, run and print statements, contract notes, securely contact their advisor, track stock performance with live pricing, and much more. With a rapid development cycle for system enhancements, Complii delivers functional changes in hours or days rather than weeks or months, ensuring that its clients always have access to the latest technology. Complii's client base includes some of the leading names in the financial services industry, such as DJ Carmichael, Shaw and Partners, Canaccord Genuity, EverBlu Capital, and Blue Ocean Equities. The company's focus on innovation, effectiveness, and simplification has made it a trusted partner for businesses looking to improve their compliance processes and enhance their corporate action and capital raising capabilities. Overall, Complii FinTech Solutions Ltd is a dynamic and forward-thinking company that is revolutionising the way financial services businesses manage their compliance processes. With its cutting-edge technology and commitment to excellence, Complii is well-positioned to continue leading the way in the financial technology industry.

Complii FinTech Solutions is a secure digital platform that helps companies and financial advisors manage their compliance tasks more efficiently. It automates many tasks, such as sending emails, updating client profiles, and generating reports. This saves time and money for the companies and advisors, and makes the process of raising capital easier. Complii also has a feature that allows advisors to bid on corporate deals, and another feature that allows companies to distribute capital raisings within the Complii community. All of these features are designed to make the corporate action and capital raising process simpler and more effective. Complii's online client portal allows clients to login and view their portfolios, run statements, and contact their advisors securely. The platform is constantly being improved, with new features and changes being added quickly. Some of the companies that use Complii include DJ Carmichael, Shaw and Partners, Canaccord Genuity, EverBlu Capital, and Blue Ocean Equities.