Evans Law, PC
Law Practice - Anaheim, California, United States
Evans Law, PC Employees
Evans Law, PC Senior Management
Evans Law, PC Details
Evans Law, PC is a full service corporate and securities firm serving the diverse needs of the financial services industry from the boardroom to the courtroom. We are dedicated to providing experienced and strategic legal counsel to help clients manage risk, structure transactions, protect and maximize opportunities, pursue remedies, resolve disputes and advance their business.The law firm brings decades of collective experience to each matter entrusted to us. Current members of our firm include a former chief executive of a FINRA member firm, general counsel and chief operating officer to securities issuers and a FINRA arbitrator with intimate knowledge of the challenges and objectives faced by broker-dealers, issuers, representatives and investment advisers. We welcome your review of our practice areas for further description of our professional services. Should you wish to speak with one of our attorneys, please click Contact above for address, phone number and email contact details or visit our website at www.secorplaw.com.Primary areas of practice:Arbitration and Litigation:Arbitration - FINRA, AAA and JAMSState and Federal CourtsAdministrative and Regulatory EnforcementMediation Expert Witness ServicesSecurities Issuers:Private PlacementsState and Federal Securities OfferingsVenture CapitalDue Diligence AssistanceBroker-Dealer and Registered Investment Adviser Services:Formation and RegistrationFINRA Rule 1017 ApplicationsRegulatory Inquiry and Exam AssistanceInternal Investigations and Risk AssessmentsCustomer Complaint ResponseProduct Due DiligenceWritten Supervisory Policies and ProceduresReview, Training and ComplianceOperations and MarketingGeneral Corporate:Corporate Governance and Entity FormationJoint VenturesMergers and AcquisitionsEnergy and Oil & Gas
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