FINRA (Financial Industry Regulatory Authority)

Financial Services - Washington, District of Columbia, US

FINRA (Financial Industry Regulatory Authority) Details

The Financial Industry Regulatory Authority, or FINRA, is dedicated to investor protection and market integrity. We regulate one critical part of the securities industry—brokerage firms doing business with the public in the United States. We carry out our mission by overseeing virtually every aspect of the brokerage industry. Every day, we work to: • write and enforce rules governing 3,900 firms and 635,000 brokers; • examine firms for compliance with those rules; • foster market transparency; and • inform the investing public. With 3,600 employees working in communities all across the nation, we are the first line of defense for investors.

FINRA (Financial Industry Regulatory Authority) logo, FINRA (Financial Industry Regulatory Authority) contact details
Employees: 6148
HQ: (301) 590-6500
Location: Washington, District of Columbia, US
Revenue: $1.2 billion
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FINRA (Financial Industry Regulatory Authority) is a non-governmental organization that regulates and supervises brokerage houses, investment advisers, and other financial institutions in the United States. If you're looking for contact information for FINRA, you've come to the right place. At ConnectPlex.ai, we provide accurate and up-to-date contact information for professionals working in the financial industry, including FINRA-registered individuals and organizations. Our AI-powered algorithms ensure that our data is reliable and relevant, making it easier for you to connect with the right people and grow your business. Whether you're looking to network with industry professionals, build partnerships, or stay compliant with regulatory requirements, ConnectPlex.ai is your go-to resource for FINRA contact information. Our platform offers a user-friendly interface and advanced search filters that allow you to quickly find the contact information you need. With ConnectPlex.ai, you can save time and resources while staying connected with the financial industry's top professionals. Start your search today and discover why ConnectPlex.ai is the preferred choice for B2B lead generation in the financial sector.

FINRA: The Organization Dedicated to Investor Protection and Market Integrity The Financial Industry Regulatory Authority (FINRA) is a non-governmental organization that plays a vital role in protecting investors and ensuring fair financial markets in the United States. With over 3,500 employees across the country, FINRA is committed to fostering robust, but fair and orderly, markets in which America's 90 million investors can feel confident. Located in Washington, D.C., FINRA's headquarters is at 1735 K Street, NW. The organization's size is between 5,000 to 9,999 employees, and its revenue ranges from $500 million to $1 billion. FINRA's industry is Financial Services, and its description highlights its dedication to investor protection and market integrity. FINRA's team of highly trained professionals are passionate about protecting investors and ensuring financial markets remain fair by writing and enforcing critical rules and regulations that govern over 3,700 firms and 630,000 brokers across the country. The organization's ultimate goal is to create a strong, successful workplace that offers a competitive compensation, benefits, and services package. FINRA also provides employees with learning and educational tools to enhance their knowledge, talents, and abilities. FINRA's leadership team includes Managing Director Rudolph Verra, Executive Vice President and Chief Human Resources Officer Rainia Washington, Senior Product Owner Ily Patel, Managing Director Margaret Williams, and Senior Analyst (Product Owner) Faye Wong. In conclusion, FINRA is a vital organization that plays a crucial role in protecting investors and ensuring fair financial markets in the United States. With its dedicated team of professionals, competitive compensation package, and commitment to employee development, FINRA continues to foster robust, but fair and orderly, markets in which America's investors can feel confident.

FINRA is a organization that helps protect investors and keep financial markets fair. They have a team of experts who create and enforce rules for over 3,700 companies and 630,000 brokers. They want to make sure that investors feel confident in the market and that it's a fair and orderly place for everyone. FINRA has a lot of employees all over the country and they believe in having a diverse and high-performing workplace. They offer their employees a lot of benefits and ways to learn and grow, like online courses or seminars to improve their skills. FINRA wants their employees to be passionate about their work and feel like they're making a difference.

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