Investment Bank/Securities Brokerage - Pasadena, CA, US
Executive Vice President, Chief Legal Officer and Chief Compliance Officer
Managing Director (Global Banks, REITs, Specialty Finance, Industrials, MLPs, Utilities)
Founded in 1983, Flaherty & Crumrine is an independent, employee-controlled investment adviser and is one of the oldest and most experienced firms specializing in the management of preferred securities. Flaherty & Crumrine manages assets for insurance companies, other institutions, and open-end and closed-end funds – with its first closed-end fund launched over 25 years ago.
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