Glass Compliance Inc

Financial Services - , California, United States

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Glass was founded on the premise that regulatory compliance doesn't need to be complicated, or costly. We provide a regtech solution covering the three main areas of Code of Ethics requirements: preclearance of trading activity, disclosures, and attestation management. Simple - Instantaneously connect with 2500+ institutions including transaction history with two clicks, making setup a breezeAutomated - With our automated reconciliation, easy to configure restricted list, and automated disclosure & attestation scheduling, adherence to code of ethics requirements has never been easier.Straightforward - Regulatory compliance software shouldn't take weeks to setup; with Glass, get up and running in no time with our two click brokerage feeds, automated disclosure scheduling, and transparent pricing.

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Employees: 1 - 10
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Location: , California, United States
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