ITA Compliance

Financial Services - Boston, MA, US

ITA Compliance Employees
Nathan Jodat

President

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ITA Compliance Details

ITA Compliance, LLC is headquartered in Boston, MA. The firm specializes in providing independent testing and advisory services to broker-dealers, investment advisers, and investment companies. These services include AML testing, branch/OSJ inspections, mock regulatory reviews, and RIA/Investment Company reviews.

ITA Compliance logo, ITA Compliance contact details
Employees: 5 - 9
HQ: 617-854-7500
Location: Boston, MA, US
Revenue: Not Available
AML Testing (FINRA 3310) Branch/OSJ Inspections Mock Regulatory Reviews Investment Company Compliance Reviews RIA Policies & Procedures Reviews (SEC 206(4)-7) Regulatory Exam Preparation RIA Policies & Procedures Reviews (SEC 206(4)-7) RIA Policies & Procedures Reviews (SEC 206(4)-7)
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