JW Compliance Limited
Financial Services - Oakham, England, United Kingdom
JW Compliance Limited Employees
JW Compliance Limited Details
JW Compliance provides a bespoke professional compliance service, principally but not exclusively, to the investment fund management sector, and prides itself on being able to offer a pragmatic approach to a constantly changing tide of financial services regulation and training needs. These needs are addressed by a breath and depth of knowledge and experience forged in compliance consulting.The areas that JW Compliance Ltd is able to cover include:-* Drafting and updating of compliance manuals and monitoring programmes* Drafting admission documents including Part IV Permission applications* Conducting and reporting to firms on pre regulatory inspections in preparation for FSA "themed" visits.* Assisting firms during visits from the Regulator.* Reporting relating to quarterly compliance reviews, highlighting and prioritising suggested areas of review and advising on the implementation of such modifications.* Advising clients in relation to all areas of compliance within their risk profile and business operations. * Reviewing and researching FSA Consultation Papers and their practical application to clients needs.* Drafting, updating, maintaining and implementing new compliance monitoring programmes including compliance logs, registers and procedures.* Conducting and reviewing training and competence issues and delivery of specific training areas such as anti-money laundering.
JW Compliance Limited Technologies
Email Providers
Outlook
Load Balancers
Apache
Other
Microsoft Office 365