Law Practice - Boston, Massachusetts, United States
We are attorneys providing regulatory, transactional, and general corporate legal services to asset managers, banking and other financial institutions, and publicly and privately owned businesses.Our firm provides a broad spectrum of legal services to investment advisers and broker-dealers, including providing advice on all aspects of formation, compliance with federal and state securities and commodities laws, and investment adviser, commodities trading adviser and broker-dealer licensing. We advise clients with respect to all U.S. legal aspects of onshore and offshore fund matters. In addition, our firm advises clients with respect to all U.S. aspects of post-formation legal matters, including 1934 Act compliance matters, Investment Company Act compliance matters (including money market fund/Rule 2a-7 compliance), and Commodity Exchange Act compliance. We also review and negotiate key fund transactions, such as derivatives (ISDA), securities lending and repurchase agreement documentation, as well as custody and distribution arrangements.We represent a wide variety of companies in public and private securities offerings, financing transactions and mergers and acquisitions. We also provide advice on matters involving considerations of general corporate law, corporate governance and securities law and regulations, including disclosure and reporting requirements, securities trading by directors, officers and strategic investors, and the resale of restricted securities.
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