NCA Compliance, Inc.
Investment Management - Seattle, Washington, United States
NCA Compliance, Inc. Employees
NCA Compliance, Inc. Details
NCA Compliance, Inc. specializes in helping investment advisors, investment companies, mutual funds, and private funds nationwide establish, strengthen and improve their compliance programs. Services include mock audits, forensic testing, CCO outsourcing, and advisor registration, all of which are provided by former SEC staff. Services can be provided on-site and/or off-site, depending on your needs and preferences.Hayley Nelson, the President and Principal Consultant of NCA Compliance, has 20 years of experience in the securities industry, including 5 years with the SEC and 8 years as Director of Compliance of a $100 billion investment advisor in New York.
NCA Compliance, Inc. Technologies
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