Financial Services - , ,
Regulatory Registration and Certification StatusRapid Execution Services, LLC is a registered broker dealer with the Securities and Exchange Commission ("SEC") and is an approved member of Financial Industry Regulatory Authority ("FINRA"). FINRA is the Designated Examining Authority that monitors the firm's compliance with all relevant SEC and FINRA regulations.It obtained its Woman's Business Enterprise Certification as a woman's owned business with the National Women Business Owners Corporation (NWBOC) in March of 2015, which credentials it as a Diversity Supplier pursuant to Section 342 of the Dodd-Frank Act.Rapid Execution Services Solution Set RapidEx is a platform of various vendors that provide execution, technology and general business and compliance expertise in conjunction with execution services. It can provide input on managing technology vendors, advise on current best practices and support the internal review of execution performance evaluation such as "best execution" in addition to providing research and risk software. It has a comprehensive Trading Cost Analysis offering that includes customized reports capturing pre and post trading data that can support multiple functions such as compliance, transaction fee reconciliation and cost allocation.The combination provides the highest caliber of execution quality for US stock and stock options for extremely competitive rates. Execution services can be provided as a stand-alone offering, not in conjunction with other services.