Financial Services - N/A, N/A, us
RCS Regulatory Consulting Services LLC (RCS) is an innovative full-service compliance consulting firm committed to offering compliance services designed to satisfy the regulatory needs of investment advisers, private funds, investment companies, and broker-dealers. Based in San Francisco, RCS creates effective and efficient compliance programs that exceed the expectations of any regulator. Since inception in 2004, RCS developed and continues to maintain a reputation for high quality and unmatched dedication to its clients. The RCS team is lead by consultants with SEC, FINRA, in-house counsel and senior compliance management experience. Consultants have a wide range of experience from federal regulators, traditional financial institutions to cutting edge on-line companies. Experience gained at a wide range of financial institutions and regulators gives our consultants a solid foundation of skills, practical industry experience, access to key contacts and, most importantly, the creativity to find solutions to the most novel and complex problems.