Regal Securities, Inc.

Financial Services - Glenview, IL, US

Regal Securities, Inc. Employees
Shawn Herrin

Chief Operating Officer

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Jim Somers

Marketing Director

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Jim Ziganto

Chief Human Resources Officer

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Keith Sorrentino

Senior Registered Representative

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Gina Bokios

senior vice president | general counsel | corporate secretary

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Mayona Kirschner

Assistant to VP Finance & Operations Principal

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Neil Fineman

Managing General Agent

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Regal Securities, Inc. Senior Management
Shawn Herrin

Chief Operating Officer

Contact Shawn Herrin

Jim Ziganto

Chief Human Resources Officer

Contact Jim Ziganto

Andy Zimmer

Chief Executive Officer - Regal Advisory Services - SVP Wealth Management / Regal Securities

Contact Andy Zimmer

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Regal Securities, Inc. Details

In the race to sameness, the financial services industry is attempting to fit advisors and their clients into an increasingly limited set of solutions. Conversely, Regal does not subscribe to a one size fits all approach as each advisor's business, and their client's financial needs and circumstances, are unique and deserve the appropriate attention. Regal provides an Open Solution Partnership with our advisors to help them serve their clients without quotas, mandates, or grid compression. We proudly support advisory, brokerage and hybrid business models to help advisors serve clients' best interest and we offer affiliation for Independent Advisors, Employee Advisors, and full Enterprise Solutions. Regal Securities is an independent Broker/Dealer and wealth management firm entrusted by our clients to help them navigate their financial and family journey. Regal provides brokerage and advisory solutions (through Regal Advisory Services, Inc.) created to strengthen and accelerate our advisors' business success. Personalization and creative thinking are the foundation for our concierge service & transition team. Regal places the client and their advisor center stage to empower a life of purpose and abundance.Looking for a white glove service model and the family culture? Please contact us to start a conversation that can lead to the next step of your life and business journey of empowerment.Regal provides full service custody functions, state-of-the-art technology and execution capabilities in all major markets for Registered Representatives, Broker-Dealers, Registered Investment Advisor firms and Independent Investment Advisor Representatives through Regal Advisory Services, Inc., a Regal affiliated firm.

Regal Securities, Inc. logo, Regal Securities, Inc. contact details
Employees: 100 - 249
HQ: 877-367-8466
Location: Glenview, IL, US
Revenue: 20 - 50 Million
Full Service Independent Broker Dealer Options and High Frequency Trading Wire house resources with Independent Payouts Discount and Full Service Trading Registered Investment Advisor www.regalsecurities.com Financial Services Financial Advisory Services
Regal Securities, Inc. Technologies
Email Providers

Outlook

Customer Relationship Management

Ontraport

Domain Name Services

Route 53

CMS

WordPress.org

Other

Microsoft Office 365

Hosting

Amazon AWS

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