RockWall Consulting, LLC

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Federal, state and SRO registration processes are often complex, confusing and time consuming. RockWall Consulting offers a variety of comprehensive, flat-fee registration service packages to give you the peace of mind of knowing that your application is being handled professionally, accurately and promptly, while you focus on your business.Regardless of what you require, RockWall will first take the time to understand your business so that we may provide you with the best strategic advice. Once the registration process is underway, we will serve as the liaison between you and the relevant government entity and/or SRO. Rockwall focuses on Broker-Dealer registrations with FINRA and/or Exchanges and Investment Adviser registrations with the SEC and/or State.

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