Financial Services - Milton, MA, US
Securities and Investment Advisory Solutions, LLC provides CFO and Financial and Operations Principal (FINOP) outsourcing, Regulatory Compliance and Consulting services to the Financial Services Industry, primarily Broker-Dealer (B-D) and Registered Investment Advisor (RIA) firms.Our goal is to partner with our clients in a manner that allows them to focus on elements related to their core business, such as managing assets, advising clients, equity sales or trading, rather than be sidetracked into non-revenue generating aspects of managing a thriving financial services firm.