Financial Services - New York, NY, US
Established in 2005, our team of veteran industry professionals offers highly customized services to emerging and established broker-dealers and investment advisers. Having served as chief compliance and/or operating officers, each Sutton consultant is well equipped to navigate today's regulatory environment while facing its challenges head on. We believe in a pragmatic approach to establishing policies and processes to comply with regulatory requirements, while maintaining a superior culture of compliance.
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