The Securities Industry Proefessional Association (SIPA)

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ake Yourself HeardRecent developments have consolidated the reach and power of the SROs. Nevertheless, despite certain "dissident" movements, the needs of individual reps and small firms remained largely unrepresented. Whilst some industry associations represented the interests of Major Firms, others offered little more than radical solutions and confrontational politics. In any event, the needs and voice of individual registered persons and the small firms that employ them had not been effectively channeled.The SIPA was formed to create a reasoned, balanced voice – not only for small firms, but for the individual financial professionals who together comprise the financial services industry.

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