Arthur Schmidt

Securities Compliance Examiner at U.S. Securities and Exchange Commission - Washington, DC, US

Arthur Schmidt's Colleagues at U.S. Securities and Exchange Commission
Ryan Butters

Investor Assistance Specialist

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Steve Petrie

Quantitative Analyst (as contractor)

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Kevin Parker

Student Honors Program Legal Intern, Office of International Affairs

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Arthur Schmidt's Contact Details
HQ
800-877-8399
Location
Company
U.S. Securities and Exchange Commission
Arthur Schmidt's Company Details

U.S. Securities and Exchange Commission

Washington, DC, US • 1000 - 4999 Employees
Financial Services

The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.The SEC holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes. The SEC's five main divisions are: • Corporation Finance• Trading and Markets• Investment Management• Enforcement• Risk and Economic AnalysisThe SEC is looking for the brightest minds to solve difficult problems and help strengthen our team in order to better serve as the investor's advocate. We are currently seeking qualified applicants for numerous positions. Opportunities are located in the SEC's Washington, D.C. headquarters and in 11 regional offices in the United States.Disclaimer: http://ow.ly/5hB230oHjhr

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Frequently Asked Questions about Arthur Schmidt
Arthur Schmidt currently works for U.S. Securities and Exchange Commission.
Arthur Schmidt's role at U.S. Securities and Exchange Commission is Securities Compliance Examiner.
Arthur Schmidt's email address is ***@sec.gov. To view Arthur Schmidt's full email address, please signup to ConnectPlex.
Arthur Schmidt works in the Financial Services industry.
Arthur Schmidt's colleagues at U.S. Securities and Exchange Commission are Ryan Butters, Steve Petrie, William Donahue, Richard Eng, Dina Levy, Kevin Parker, Richard Harper and others.
Arthur Schmidt's phone number is 800-877-8399
See more information about Arthur Schmidt