Benjamin Yu

Securities Compliance Examiner at U.S. Securities and Exchange Commission - Washington, DC, US

Benjamin Yu's Contact Details
HQ
800-877-8399
Location
Company
U.S. Securities and Exchange Commission
Benjamin Yu's Company Details

U.S. Securities and Exchange Commission

Washington, DC, US • 1000 - 4999 Employees
Financial Services

The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.The SEC holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes. The SEC's five main divisions are: • Corporation Finance• Trading and Markets• Investment Management• Enforcement• Risk and Economic AnalysisThe SEC is looking for the brightest minds to solve difficult problems and help strengthen our team in order to better serve as the investor's advocate. We are currently seeking qualified applicants for numerous positions. Opportunities are located in the SEC's Washington, D.C. headquarters and in 11 regional offices in the United States.Disclaimer: http://ow.ly/5hB230oHjhr

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Details about U.S. Securities and Exchange Commission
Frequently Asked Questions about Benjamin Yu
Benjamin Yu currently works for U.S. Securities and Exchange Commission.
Benjamin Yu's role at U.S. Securities and Exchange Commission is Securities Compliance Examiner.
Benjamin Yu's email address is ***@sec.gov. To view Benjamin Yu's full email address, please signup to ConnectPlex.
Benjamin Yu works in the Financial Services industry.
Benjamin Yu's colleagues at U.S. Securities and Exchange Commission are Camille Simundac, Esmeralda Garcia, Lex Conboy, Katie Fleet, Fiona French, Erika Athens, Manuel Vazquez and others.
Benjamin Yu's phone number is 800-877-8399
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