Bruce Deemer

Investment Adviser Compliance Consultant at National Compliance Consultants, Inc. - Bothell, WA, US

Bruce Deemer's Contact Details
HQ
312-421-5050
Location
Chicago,Illinois,United States
Company
National Compliance Consultants, Inc.
Bruce Deemer's Company Details
National Compliance Consultants, Inc. logo, National Compliance Consultants, Inc. contact details

National Compliance Consultants, Inc.

Bothell, WA, US • 5 - 9 Employees
Management Consulting

National Compliance Consultants, Inc. (NCCI) was established in 1987 to provide comprehensive securities industry compliance, registration and regulatory consulting services.NCCI was formed in response to the industry's expressed need for an "Outsourced Compliance Department"—an accessible, experienced, reliable and professional compliance and regulatory information resource for Broker-Dealers and Registered Investment Advisers.NCCI has been engaged by clients in connection with projects for the Securities and Exchange Commission (SEC) and state jurisdictions as a qualified securities industry consultancy. NCCI maintains ongoing contact with the SEC, state securities administrators and all FINRA District Offices.Located in Chicago, Illinois and the Seattle, Washington area and serving domestic and international clientele, NCCI is a leading resource for Compliance and Registration Consulting, Broker-Dealer and Registered Investment Advisory services, as well as Buying/Selling Broker-Dealers or books of business.

Broker-Dealer Consulting Broker-Dealer Registration Investment Advisor Consulting Investment Advisor Registration Broker-Dealer Sales Anti-Money Laundering FINRA SEC Written Supervisory Procedures Management Consulting Management Services
Details about National Compliance Consultants, Inc.
Frequently Asked Questions about Bruce Deemer
Bruce Deemer currently works for National Compliance Consultants, Inc..
Bruce Deemer's role at National Compliance Consultants, Inc. is Investment Adviser Compliance Consultant.
Bruce Deemer's email address is ***@national-compliance.com. To view Bruce Deemer's full email address, please signup to ConnectPlex.
Bruce Deemer works in the Management Consulting industry.
Bruce Deemer's colleagues at National Compliance Consultants, Inc. are Matthew Gale and others.
Bruce Deemer's phone number is 312-421-5050
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