Caroline Gibbs's Contact Details

Caroline Gibbs's Company Details

Wylde Consulting focuses on providing practical and commercial advice and assistance to FCA regulated firms to assist them in complying with the FCA rules as well as any relevant European Legislation. The principal of Wylde Consulting has extensive experience in the Financial Services industry including working in house, at the Regulator and as a compliance consultant for over 13 years. Wylde Consulting prides itself on its in-depth technical knowledge of the FCA Rules and European Legislation as well as a practical approach to regulation. We build close and strong relationships to enable us to understand the client's business model, risks within the business and future plans so the advice and assistance we provide is proportionate and tailored to you and your activities. The services we provide include:- Ongoing compliance support – on a retainer or ad hoc basis to enable the firm to meet the relevant requirements- FCA authorisations – project management of your FCA authorisation application- Assisting with implementation of regulatory change – identifying gaps and practical support on implementation- Regulatory Health Checks – full review of your business or in-depth reviews of a specific area including reports setting out any gaps- AML and Financial Crime – health checks, assistance with risk assessments, advice on KYC and training - Compliance Risk Assessment and Compliance Monitoring Programmes – assist in the creation of assessments/programmes and how to implement them in the business- Compliance Training – including Financial Crime training, training for newly authorised firms and one-to-one sessions for individuals new to significant influence functions- Technical advice – specialist advice on particular regulatory queries including prudential, perimeter and other matters. We can service all types of FCA regulated firms and our clients include Wealth Managers, Fund Managers, Investment Advisory Firms, Corporate Finance Firms, Broker/Dealers and Financial Intermediaries. Please contact Caroline Gibbs on caroline.gibbs@wyldeconsulting.co.uk or 07425 879077 to discuss your regulatory needs.