Cathy Liu

Office of Compliance and Examinations at U.S. Securities and Exchange Commission - Washington, DC, US

Cathy Liu's Colleagues at U.S. Securities and Exchange Commission
Sarah Yan

Student Honors Program - Division of Enforcement

Contact Sarah Yan

Sharon Gigante-Pushie

Securities Compliance Examiner, Office of Credit Ratings

Contact Sharon Gigante-Pushie

Tom ChFC

Senior Accountant

Contact Tom ChFC

Aldonsa Janjigian

Division of Enforcement Extern, Student Honors Program

Contact Aldonsa Janjigian

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Cathy Liu's Contact Details
HQ
800-877-8399
Location
New York City Metropolitan Area
Company
U.S. Securities and Exchange Commission
Cathy Liu's Company Details

U.S. Securities and Exchange Commission

Washington, DC, US • 1000 - 4999 Employees
Financial Services

The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.The SEC holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes. The SEC's five main divisions are: • Corporation Finance• Trading and Markets• Investment Management• Enforcement• Risk and Economic AnalysisThe SEC is looking for the brightest minds to solve difficult problems and help strengthen our team in order to better serve as the investor's advocate. We are currently seeking qualified applicants for numerous positions. Opportunities are located in the SEC's Washington, D.C. headquarters and in 11 regional offices in the United States.Disclaimer: http://ow.ly/5hB230oHjhr

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Frequently Asked Questions about Cathy Liu
Cathy Liu currently works for U.S. Securities and Exchange Commission.
Cathy Liu's role at U.S. Securities and Exchange Commission is Office of Compliance and Examinations.
Cathy Liu's email address is ***@sec.gov. To view Cathy Liu's full email address, please signup to ConnectPlex.
Cathy Liu works in the Financial Services industry.
Cathy Liu's colleagues at U.S. Securities and Exchange Commission are Sarah Yan, Joel Crepea, Sharon Gigante-Pushie, Brianna Pang, Kyle Wiley, Tom ChFC, Aldonsa Janjigian and others.
Cathy Liu's phone number is 800-877-8399
See more information about Cathy Liu