Dave Fultz

Securities Compliance Examiner at U.S. Securities and Exchange Commission - Washington, DC, US

Dave Fultz's Colleagues at U.S. Securities and Exchange Commission
Mudassar Malik

Data Engineer / Microstrategy Architect

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Darren Goins

Senior Staff Accountant

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Jeaneen Kappell

Attorney, Division of Enforcement

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Scott Mascianica

Assistant Director - Division of Enforcement

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Brandy Hare

Assistant Regional Director -Operations

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James Etri

Assistant Director, Enforcement Division

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Dave Fultz's Contact Details
HQ
800-877-8399
Location
Philadelphia, Pennsylvania, United States
Company
U.S. Securities and Exchange Commission
Dave Fultz's Company Details

U.S. Securities and Exchange Commission

Washington, DC, US • 1000 - 4999 Employees
Financial Services

The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.The SEC holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes. The SEC's five main divisions are: • Corporation Finance• Trading and Markets• Investment Management• Enforcement• Risk and Economic AnalysisThe SEC is looking for the brightest minds to solve difficult problems and help strengthen our team in order to better serve as the investor's advocate. We are currently seeking qualified applicants for numerous positions. Opportunities are located in the SEC's Washington, D.C. headquarters and in 11 regional offices in the United States.Disclaimer: http://ow.ly/5hB230oHjhr

Financial Services Federal Government Compliance Financial Advisory Services Federal Agencies Government
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Frequently Asked Questions about Dave Fultz
Dave Fultz currently works for U.S. Securities and Exchange Commission.
Dave Fultz's role at U.S. Securities and Exchange Commission is Securities Compliance Examiner.
Dave Fultz's email address is ***@sec.gov. To view Dave Fultz's full email address, please signup to ConnectPlex.
Dave Fultz works in the Financial Services industry.
Dave Fultz's colleagues at U.S. Securities and Exchange Commission are Mudassar Malik, Darren Goins, Mohamed Lette, Jeaneen Kappell, Scott Mascianica, Brandy Hare, James Etri and others.
Dave Fultz's phone number is 800-877-8399
See more information about Dave Fultz