Diane Audino

Senior Securities Compliance Examiner, Office of Credit Ratings at U.S. Securities and Exchange Commission - Washington, DC, US

Diane Audino's Colleagues at U.S. Securities and Exchange Commission
Michael Abraizov

AML SME with QAU (Quantitative Analitics Unit)

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Ashley Gauvin

Event and Emerging Risks Examination Team (EERT) at U.S. Securities and Exchange Commission

Contact Ashley Gauvin

Rachel Lavery

Senior Regulatory Counsel, Division of Examinations

Contact Rachel Lavery

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Diane Audino's Contact Details
HQ
800-877-8399
Location
Woodcliff Lake, New Jersey, United States
Company
U.S. Securities and Exchange Commission
Diane Audino's Company Details

U.S. Securities and Exchange Commission

Washington, DC, US • 1000 - 4999 Employees
Financial Services

The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.The SEC holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes. The SEC's five main divisions are: • Corporation Finance• Trading and Markets• Investment Management• Enforcement• Risk and Economic AnalysisThe SEC is looking for the brightest minds to solve difficult problems and help strengthen our team in order to better serve as the investor's advocate. We are currently seeking qualified applicants for numerous positions. Opportunities are located in the SEC's Washington, D.C. headquarters and in 11 regional offices in the United States.Disclaimer: http://ow.ly/5hB230oHjhr

Financial Services Federal Government Compliance Financial Advisory Services Federal Agencies Government
Details about U.S. Securities and Exchange Commission
Frequently Asked Questions about Diane Audino
Diane Audino currently works for U.S. Securities and Exchange Commission.
Diane Audino's role at U.S. Securities and Exchange Commission is Senior Securities Compliance Examiner, Office of Credit Ratings.
Diane Audino's email address is ***@sec.gov. To view Diane Audino's full email address, please signup to ConnectPlex.
Diane Audino works in the Financial Services industry.
Diane Audino's colleagues at U.S. Securities and Exchange Commission are Michael Abraizov, Michelle Heid, James Anastasia, Claudia Bonvicino, Ashley Gauvin, Rachel Lavery, Ricky Tong and others.
Diane Audino's phone number is 800-877-8399
See more information about Diane Audino