Chief Operating Officer/Chief Compliance Officer at Prime Executions, Inc. - New York, NY, US
Since our founding in 1986, we have acted as an agency only broker-dealer operating on the floor of the New York Stock Exchange. Today we execute trades for over 750 million shares per month for a wide variety of buy and sell side clients. We are one of the top independent "Blue Line" NYSE firms, which enables us to access liquidity in multiple marketplaces to meet our "best execution" obligation to our clientele. At the end of the day, trust is paramount. We take pride in being the "Your Word is Your Bond" broker in the electronic age.