James Smith

Principal Consultant at Aspect Advisors - San Francisco, CA, US

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Location
Denver,Colorado,United States
Company
Aspect Advisors
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Aspect Advisors logo, Aspect Advisors contact details

Aspect Advisors

San Francisco, CA, US • 10 - 19 Employees
Management Consulting

Aspect Advisors is a regulatory compliance consulting firm that provides customized compliance solutions for complex challenges. Our clients are financial service innovators, including fintech companies, registered investment advisers (RIAs), broker-dealers and private fund managers.Our back-office services include regulatory registrations and filings, compliance policies and procedures, conducting annual reviews, outsourced Chief Compliance Officer/FinOP support, and other bespoke items.

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James Smith currently works for Aspect Advisors.
James Smith's role at Aspect Advisors is Principal Consultant.
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James Smith works in the Financial Services industry.
James Smith's colleagues at Aspect Advisors are Jennifer Singer, Kathlyne CRCP, Diane Remer, Alexander Mendez, Matthew Dunn, Zachary Furnald, Jennifer Csaszar and others.
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