James Smith

Trial Counsel at U.S. Securities and Exchange Commission - Washington, DC, US

James Smith's Colleagues at U.S. Securities and Exchange Commission
Paul Goldman

Senior Analyst, Division of Investment Management

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James August Cappoli

Senior Advisor to Acting Chair Allison Herren Lee

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Mark Oh

Senior Counsel, Division of Enforcement

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John Bowers

Assistant Chief Litigation Counsel

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James Smith's Contact Details
HQ
800-877-8399
Location
Washington, District of Columbia, United States
Company
U.S. Securities and Exchange Commission
James Smith's Company Details

U.S. Securities and Exchange Commission

Washington, DC, US • 1000 - 4999 Employees
Financial Services

The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.The SEC holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes. The SEC's five main divisions are: • Corporation Finance• Trading and Markets• Investment Management• Enforcement• Risk and Economic AnalysisThe SEC is looking for the brightest minds to solve difficult problems and help strengthen our team in order to better serve as the investor's advocate. We are currently seeking qualified applicants for numerous positions. Opportunities are located in the SEC's Washington, D.C. headquarters and in 11 regional offices in the United States.Disclaimer: http://ow.ly/5hB230oHjhr

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Details about U.S. Securities and Exchange Commission
Frequently Asked Questions about James Smith
James Smith currently works for U.S. Securities and Exchange Commission.
James Smith's role at U.S. Securities and Exchange Commission is Trial Counsel.
James Smith's email address is ***@sec.gov. To view James Smith's full email address, please signup to ConnectPlex.
James Smith works in the Financial Services industry.
James Smith's colleagues at U.S. Securities and Exchange Commission are Carol Weiss, Paul Goldman, Ilia Rainer, James August Cappoli, Mark Oh, John Bowers, Jonathan Jacobs and others.
James Smith's phone number is 800-877-8399
See more information about James Smith