Jim Yu

Financial Analyst at U.S. Securities and Exchange Commission - Washington, DC, US

Joshua Pereira

Student Honors Legal Intern, Division of Enforcement

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Emily Rowland

'Attorney in the Division of Investment Management''s Rulemaking Office'

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Bob Hartman

Inspections and Examinations

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Seth Mann

Management and Program Analyst - SK14

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Jim Yu's Contact Details
HQ
800-877-8399
Location
Company
U.S. Securities and Exchange Commission
Jim Yu's Company Details

U.S. Securities and Exchange Commission

Washington, DC, US • 1000 - 4999 Employees
Financial Services

The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.The SEC holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes. The SEC's five main divisions are: • Corporation Finance• Trading and Markets• Investment Management• Enforcement• Risk and Economic AnalysisThe SEC is looking for the brightest minds to solve difficult problems and help strengthen our team in order to better serve as the investor's advocate. We are currently seeking qualified applicants for numerous positions. Opportunities are located in the SEC's Washington, D.C. headquarters and in 11 regional offices in the United States.Disclaimer: http://ow.ly/5hB230oHjhr

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Frequently Asked Questions about Jim Yu
Jim Yu currently works for U.S. Securities and Exchange Commission.
Jim Yu's role at U.S. Securities and Exchange Commission is Financial Analyst.
Jim Yu's email address is ***@sec.gov. To view Jim Yu's full email address, please signup to ConnectPlex.
Jim Yu works in the Financial Services industry.
Jim Yu's colleagues at U.S. Securities and Exchange Commission are Joshua Pereira, Emily Rowland, Robert Bagnall, Bob Hartman, Daniel Hiltgen, Taylor Beech, Seth Mann and others.
Jim Yu's phone number is 800-877-8399
See more information about Jim Yu