Joanna Sze

Securities Compliance Examiner at U.S. Securities and Exchange Commission - Washington, DC, US

Joanna Sze's Colleagues at U.S. Securities and Exchange Commission
Mariel Bronen

Enforcement Attorney at U.S. Securities and Exchange Commission

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Adam Storch

Associate Director, Leader of Event and Emerging Risk Examination Team (EERT)

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Roseann Catania

Securities Compliance Examiner

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Anya Veksler

Senior Securities Compliance Examiner

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Elizabeth Butler

Counsel, Division of Enforcement

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Joanna Sze's Contact Details
HQ
800-877-8399
Location
New York City Metropolitan Area
Company
U.S. Securities and Exchange Commission
Joanna Sze's Company Details

U.S. Securities and Exchange Commission

Washington, DC, US • 1000 - 4999 Employees
Financial Services

The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.The SEC holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes. The SEC's five main divisions are: • Corporation Finance• Trading and Markets• Investment Management• Enforcement• Risk and Economic AnalysisThe SEC is looking for the brightest minds to solve difficult problems and help strengthen our team in order to better serve as the investor's advocate. We are currently seeking qualified applicants for numerous positions. Opportunities are located in the SEC's Washington, D.C. headquarters and in 11 regional offices in the United States.Disclaimer: http://ow.ly/5hB230oHjhr

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Frequently Asked Questions about Joanna Sze
Joanna Sze currently works for U.S. Securities and Exchange Commission.
Joanna Sze's role at U.S. Securities and Exchange Commission is Securities Compliance Examiner.
Joanna Sze's email address is ***@sec.gov. To view Joanna Sze's full email address, please signup to ConnectPlex.
Joanna Sze works in the Financial Services industry.
Joanna Sze's colleagues at U.S. Securities and Exchange Commission are Mariel Bronen, Adam Storch, Jon Daniels, Roseann Catania, Dwight Fu, Anya Veksler, Elizabeth Butler and others.
Joanna Sze's phone number is 800-877-8399
See more information about Joanna Sze