John Dugan

Associate Regional Director, Enforcement Division, Boston Regional Office at U.S. Securities and Exchange Commission - Washington, DC, US

John Dugan's Colleagues at U.S. Securities and Exchange Commission
Avery Kubik

Securities Compliance Examiner

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Magda Ellis

Office of Compliance Inspections and Examinations

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Maryellen Maurer

Senior Securities Compliance Examiner

Contact Maryellen Maurer

Lou Randazzo

Senior Enforcement Counsel, Municipal Securities & Public Pensions Unit

Contact Lou Randazzo

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John Dugan's Contact Details
HQ
800-877-8399
Location
Boston, Massachusetts, United States
Company
U.S. Securities and Exchange Commission
John Dugan's Company Details

U.S. Securities and Exchange Commission

Washington, DC, US • 1000 - 4999 Employees
Financial Services

The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.The SEC holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes. The SEC's five main divisions are: • Corporation Finance• Trading and Markets• Investment Management• Enforcement• Risk and Economic AnalysisThe SEC is looking for the brightest minds to solve difficult problems and help strengthen our team in order to better serve as the investor's advocate. We are currently seeking qualified applicants for numerous positions. Opportunities are located in the SEC's Washington, D.C. headquarters and in 11 regional offices in the United States.Disclaimer: http://ow.ly/5hB230oHjhr

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Details about U.S. Securities and Exchange Commission
Frequently Asked Questions about John Dugan
John Dugan currently works for U.S. Securities and Exchange Commission.
John Dugan's role at U.S. Securities and Exchange Commission is Associate Regional Director, Enforcement Division, Boston Regional Office.
John Dugan's email address is ***@sec.gov. To view John Dugan's full email address, please signup to ConnectPlex.
John Dugan works in the Financial Services industry.
John Dugan's colleagues at U.S. Securities and Exchange Commission are Michael Killoy, Avery Kubik, Elysse Frick, Magda Ellis, Maryellen Maurer, Elizabeth Ward, Lou Randazzo and others.
John Dugan's phone number is 800-877-8399
See more information about John Dugan