John Polise

Associate Director, Broker-Dealer and Exchanges at U.S. Securities and Exchange Commission - Washington, DC, US

John Polise's Colleagues at U.S. Securities and Exchange Commission
Greg Hillson

Senior Counsel, Division of Enforcement

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Kapil Gogia

Quantitative Research Analyst

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Stacy Puente

Senior Special Counsel, Office of the Investor Advocate

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Ameen Hamady

Accountant - Division of Corporate Finance

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Nolan McWilliams

Attorney-Advisor, Division of Corporation Finance

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John Polise's Contact Details
HQ
800-877-8399
Location
Washington D.C. Metro Area
Company
U.S. Securities and Exchange Commission
John Polise's Company Details

U.S. Securities and Exchange Commission

Washington, DC, US • 1000 - 4999 Employees
Financial Services

The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.The SEC holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes. The SEC's five main divisions are: • Corporation Finance• Trading and Markets• Investment Management• Enforcement• Risk and Economic AnalysisThe SEC is looking for the brightest minds to solve difficult problems and help strengthen our team in order to better serve as the investor's advocate. We are currently seeking qualified applicants for numerous positions. Opportunities are located in the SEC's Washington, D.C. headquarters and in 11 regional offices in the United States.Disclaimer: http://ow.ly/5hB230oHjhr

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Frequently Asked Questions about John Polise
John Polise currently works for U.S. Securities and Exchange Commission.
John Polise's role at U.S. Securities and Exchange Commission is Associate Director, Broker-Dealer and Exchanges.
John Polise's email address is ***@sec.gov. To view John Polise's full email address, please signup to ConnectPlex.
John Polise works in the Financial Services industry.
John Polise's colleagues at U.S. Securities and Exchange Commission are Greg Hillson, Kapil Gogia, April Zhang, Stacy Puente, Amy Friedman, Ameen Hamady, Nolan McWilliams and others.
John Polise's phone number is 800-877-8399
See more information about John Polise