Kathleen Sweeney

Enforcement Accountant at U.S. Securities and Exchange Commission - Washington, DC, US

Kathleen Sweeney's Colleagues at U.S. Securities and Exchange Commission
Ben Kempton

Securities Compliance Examiner

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Jonathan White

Securities Compliance Examiner

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Jeremy Kelly

Student Honors Legal Program, Division of Enforcement

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Michael Cavers

Securities Compliance Examiner

Contact Michael Cavers

Kush Sharma

Senior Security Specialist - Technology Controls Program

Contact Kush Sharma

Amna M.

Attorney Adviser

Contact Amna M.

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Kathleen Sweeney's Contact Details
HQ
800-877-8399
Location
Chicago, Illinois, United States
Company
U.S. Securities and Exchange Commission
Kathleen Sweeney's Company Details

U.S. Securities and Exchange Commission

Washington, DC, US • 1000 - 4999 Employees
Financial Services

The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.The SEC holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes. The SEC's five main divisions are: • Corporation Finance• Trading and Markets• Investment Management• Enforcement• Risk and Economic AnalysisThe SEC is looking for the brightest minds to solve difficult problems and help strengthen our team in order to better serve as the investor's advocate. We are currently seeking qualified applicants for numerous positions. Opportunities are located in the SEC's Washington, D.C. headquarters and in 11 regional offices in the United States.Disclaimer: http://ow.ly/5hB230oHjhr

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Frequently Asked Questions about Kathleen Sweeney
Kathleen Sweeney currently works for U.S. Securities and Exchange Commission.
Kathleen Sweeney's role at U.S. Securities and Exchange Commission is Enforcement Accountant.
Kathleen Sweeney's email address is ***@sec.gov. To view Kathleen Sweeney's full email address, please signup to ConnectPlex.
Kathleen Sweeney works in the Financial Services industry.
Kathleen Sweeney's colleagues at U.S. Securities and Exchange Commission are Ben Kempton, Jonathan White, Jeremy Kelly, Michael Cavers, Kush Sharma, Amna M., Adam Craig and others.
Kathleen Sweeney's phone number is 800-877-8399
See more information about Kathleen Sweeney