Keith Frisz

Sr. Securities Compliance Examiner at U.S. Securities and Exchange Commission - Washington, DC, US

Keith Frisz's Colleagues at U.S. Securities and Exchange Commission
David Liu

Special Counsel, Division of Trading & Markets

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Matthew Harris

Assistant Director and Co-Head of the Private Funds Unit

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Brian Fagel

Assistant Director, Division of Enforcement, Public Finance Abuse Unit

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Mary Styles

Assistant Director Regional Operations

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Keith Frisz's Contact Details
HQ
800-877-8399
Location
Greater Chicago Area
Company
U.S. Securities and Exchange Commission
Keith Frisz's Company Details

U.S. Securities and Exchange Commission

Washington, DC, US • 1000 - 4999 Employees
Financial Services

The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.The SEC holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes. The SEC's five main divisions are: • Corporation Finance• Trading and Markets• Investment Management• Enforcement• Risk and Economic AnalysisThe SEC is looking for the brightest minds to solve difficult problems and help strengthen our team in order to better serve as the investor's advocate. We are currently seeking qualified applicants for numerous positions. Opportunities are located in the SEC's Washington, D.C. headquarters and in 11 regional offices in the United States.Disclaimer: http://ow.ly/5hB230oHjhr

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Frequently Asked Questions about Keith Frisz
Keith Frisz currently works for U.S. Securities and Exchange Commission.
Keith Frisz's role at U.S. Securities and Exchange Commission is Sr. Securities Compliance Examiner.
Keith Frisz's email address is ***@sec.gov. To view Keith Frisz's full email address, please signup to ConnectPlex.
Keith Frisz works in the Financial Services industry.
Keith Frisz's colleagues at U.S. Securities and Exchange Commission are Richard Stoltz, Nathan Haselhorst, David Liu, Matthew Harris, Teresa Tyson, Brian Fagel, Mary Styles and others.
Keith Frisz's phone number is 800-877-8399
See more information about Keith Frisz