Kristy Grauer

Compliance Analyst - Regulatory & Client Response at Cetera Financial Group - El Segundo, CA, US

Kristy Grauer's Colleagues at Cetera Financial Group
Petricia Wijono

Application Development Manager

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Brett Harrison

CEO Cetera Advisors/First Allied Securities, Head of Traditional Channel

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Patrick Millsap

Transitions Relationship Manager

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Rachel Davis

Catalyst for Change | Senior Recruiter of the Southwest US | Cetera Financial Group

Contact Rachel Davis

Bob Downing

VP, Senior Analyst, Investment Due Diligence

Contact Bob Downing

Travis Boak

Senior Recruiter | Business Development

Contact Travis Boak

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Kristy Grauer's Contact Details
HQ
866-489-3100
Location
San Diego, California
Company
Cetera Financial Group
Kristy Grauer's Company Details
Cetera Financial Group logo, Cetera Financial Group contact details

Cetera Financial Group

El Segundo, CA, US • 1000 - 4999 Employees
Financial Services

Cetera Financial Group empowers the delivery of professional financial advice to individuals, families and company retirement plans across the country. We support independent and institutions-based advisors, tax professionals, and bank and credit union investment programs, ensuring they have the objective research, regulatory guidance, technology, tools and resources they need to help them and their clients pursue their dreams for the future. While our multiple distinct firms allow us to customize how we serve the needs of each advisor and investment program, all are united through our exclusive Advice-Centric Experience™, which makes the delivery of financial insight and advice more efficient, more transparent, and more human.Cetera Financial Group" refers to the network of independent retail firms encompassing, among others, Cetera Advisors LLC, Cetera Advisor Networks LLC, Cetera Investment Services LLC (marketed as Cetera Financial Institutions or Cetera Investors), Cetera Financial Specialists LLC, and First Allied Securities, Inc. All firms are members FINRA / SIPC.Individuals affiliated with Cetera firms are either Registered Representatives who offer only brokerage services and receive transaction-based compensation (commissions), Investment Adviser Representatives who offer only investment advisory services and receive fees based on assets, or both Registered Representatives and Investment Adviser Representatives, who can offer both types of services

CPAs Banks & Credit Unions Regional Model Financial Advisors Wealth Management Banks & Credit Unions Financial Services Financial Advisory Services Investment Banking Asset Management Finance
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Frequently Asked Questions about Kristy Grauer
Kristy Grauer currently works for Cetera Financial Group.
Kristy Grauer's role at Cetera Financial Group is Compliance Analyst - Regulatory & Client Response.
Kristy Grauer's email address is ***@cetera.com. To view Kristy Grauer's full email address, please signup to ConnectPlex.
Kristy Grauer works in the Financial Services industry.
Kristy Grauer's colleagues at Cetera Financial Group are Petricia Wijono, Brett Harrison, Patrick Millsap, Rachel Davis, Bob Downing, Travis Boak, Ron Roybal and others.
Kristy Grauer's phone number is 866-489-3100
See more information about Kristy Grauer