Leslie Wharton

Senior Counsel at U.S. Securities and Exchange Commission - Washington, DC, US

Leslie Wharton's Colleagues at U.S. Securities and Exchange Commission
Renee Stroud

Accountant/Internal Controls

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Otis Pratt

Market Intel Enforcement Prog Anal.

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Sam Wice

Special Counsel, Division of Trading and Markets

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Joshua Kans

Senior Special Counsel, Division of Trading and Markets

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Leslie Wharton's Contact Details
HQ
800-877-8399
Location
Company
U.S. Securities and Exchange Commission
Leslie Wharton's Company Details

U.S. Securities and Exchange Commission

Washington, DC, US • 1000 - 4999 Employees
Financial Services

The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.The SEC holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes. The SEC's five main divisions are: • Corporation Finance• Trading and Markets• Investment Management• Enforcement• Risk and Economic AnalysisThe SEC is looking for the brightest minds to solve difficult problems and help strengthen our team in order to better serve as the investor's advocate. We are currently seeking qualified applicants for numerous positions. Opportunities are located in the SEC's Washington, D.C. headquarters and in 11 regional offices in the United States.Disclaimer: http://ow.ly/5hB230oHjhr

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Frequently Asked Questions about Leslie Wharton
Leslie Wharton currently works for U.S. Securities and Exchange Commission.
Leslie Wharton's role at U.S. Securities and Exchange Commission is Senior Counsel.
Leslie Wharton's email address is ***@sec.gov. To view Leslie Wharton's full email address, please signup to ConnectPlex.
Leslie Wharton works in the Financial Services industry.
Leslie Wharton's colleagues at U.S. Securities and Exchange Commission are Peter Walker, Renee Stroud, Gautam Anand, Otis Pratt, Sam Wice, Joshua Kans, Julia Reynolds and others.
Leslie Wharton's phone number is 800-877-8399
See more information about Leslie Wharton