Lindsey Simon

Principal at Simon Compliance LLC - Chicago, IL, US

Lindsey Simon's Contact Details
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1312 325-7340
Location
Company
Simon Compliance LLC
Lindsey Simon's Company Details
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Simon Compliance LLC

Chicago, IL, US • 5 - 9 Employees
Legal/Attorney

At Simon Compliance, each of our clients receives a customized compliance program designed by a former SEC enforcement attorney who knows what it takes to comply with the ever-changing laws and regulations. As a boutique securities compliance firm, we provide personal attention, tailoring each engagement and offering the option of hourly, project or retainer pricing. Our basic services include registration with the SEC, creation or revision of policies and procedures, assistance with regulatory filing obligations including Form ADV and Form PF, annual reviews, creation of a forensic testing program, compliance training and other services specific to your needs. With backgrounds in both the legal and financial fields, the Simon Compliance team brings a practical market perspective to compliance. We understand the commercial component to your business and know how to assess and manage your risks. Using our expertise and a collaborative approach, we create your compliance solution, offering carefully considered advice and accessible, responsive service at every step along the way. Working together, we keep your business compliant now and in the future.

Securities Compliance Private Equity Hege Fund Registered Investment Adviser Futures CFTC/NFA SEC Broker-Dealer FINRA Securities Compliance for Private Equity Funds Real Estate Funds Hedge Funds Venture Capital Funds Investment Advisory Firms Legal/Attorney Legal Services
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Frequently Asked Questions about Lindsey Simon
Lindsey Simon currently works for Simon Compliance LLC.
Lindsey Simon's role at Simon Compliance LLC is Principal.
Lindsey Simon's email address is ***@simoncompliance.com. To view Lindsey Simon's full email address, please signup to ConnectPlex.
Lindsey Simon works in the Legal Services industry.
Lindsey Simon's colleagues at Simon Compliance LLC are Phyllis Funkenbusch, Portia Amato and others.
Lindsey Simon's phone number is 1312 325-7340
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