Lisa Roberts

Chief, Attorney Advisor at U.S. Securities and Exchange Commission - Washington, DC, US

Lisa Roberts's Colleagues at U.S. Securities and Exchange Commission
Thomas Bosch

Assistant Regional Director, Division of Enforcement

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Tiffany Kunkle

Accountant, Division of Enforcement

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Mark Wszolek

Accountant / Examiner

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Gregg Smolar

Chief Strategy Officer, Complex Financial Instruments Unit, Division of Enforcement

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Nadine Sophia Evans

Senior Special Counsel and Senior Specialized Examiner

Contact Nadine Sophia Evans

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Lisa Roberts's Contact Details
HQ
800-877-8399
Location
Miami/Fort Lauderdale Area
Company
U.S. Securities and Exchange Commission
Lisa Roberts's Company Details

U.S. Securities and Exchange Commission

Washington, DC, US • 1000 - 4999 Employees
Financial Services

The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.The SEC holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes. The SEC's five main divisions are: • Corporation Finance• Trading and Markets• Investment Management• Enforcement• Risk and Economic AnalysisThe SEC is looking for the brightest minds to solve difficult problems and help strengthen our team in order to better serve as the investor's advocate. We are currently seeking qualified applicants for numerous positions. Opportunities are located in the SEC's Washington, D.C. headquarters and in 11 regional offices in the United States.Disclaimer: http://ow.ly/5hB230oHjhr

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Frequently Asked Questions about Lisa Roberts
Lisa Roberts currently works for U.S. Securities and Exchange Commission.
Lisa Roberts's role at U.S. Securities and Exchange Commission is Chief, Attorney Advisor.
Lisa Roberts's email address is ***@sec.gov. To view Lisa Roberts's full email address, please signup to ConnectPlex.
Lisa Roberts works in the Financial Services industry.
Lisa Roberts's colleagues at U.S. Securities and Exchange Commission are Sondra Panahi, Thomas Bosch, Tiffany Kunkle, Mark Wszolek, Josh Dickman, Gregg Smolar, Nadine Sophia Evans and others.
Lisa Roberts's phone number is 800-877-8399
See more information about Lisa Roberts