Lori Rutkowski

Staff Accountant/Securities Compliance Examiner at U.S. Securities and Exchange Commission - Washington, DC, US

Lori Rutkowski's Colleagues at U.S. Securities and Exchange Commission
Rita Bolger

Assistant Director, Office of Credit Ratings

Contact Rita Bolger

Matthew Christiansen

Staff Accountant, Division of Examinations - Private Funds Unit

Contact Matthew Christiansen

George O'Kane

Branch Chief, Division of Enforcement

Contact George O'Kane

Jonathan Grant

Senior Counsel - Enforcement

Contact Jonathan Grant

Richard Hrvatin

Branch Chief, Division of Trading and Markets

Contact Richard Hrvatin

View All Lori Rutkowski's Colleagues
Lori Rutkowski's Contact Details
HQ
800-877-8399
Location
New York, New York, United States
Company
U.S. Securities and Exchange Commission
Lori Rutkowski's Company Details

U.S. Securities and Exchange Commission

Washington, DC, US • 1000 - 4999 Employees
Financial Services

The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.The SEC holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes. The SEC's five main divisions are: • Corporation Finance• Trading and Markets• Investment Management• Enforcement• Risk and Economic AnalysisThe SEC is looking for the brightest minds to solve difficult problems and help strengthen our team in order to better serve as the investor's advocate. We are currently seeking qualified applicants for numerous positions. Opportunities are located in the SEC's Washington, D.C. headquarters and in 11 regional offices in the United States.Disclaimer: http://ow.ly/5hB230oHjhr

Financial Services Federal Government Compliance Financial Advisory Services Federal Agencies Government
Details about U.S. Securities and Exchange Commission
Frequently Asked Questions about Lori Rutkowski
Lori Rutkowski currently works for U.S. Securities and Exchange Commission.
Lori Rutkowski's role at U.S. Securities and Exchange Commission is Staff Accountant/Securities Compliance Examiner.
Lori Rutkowski's email address is ***@sec.gov. To view Lori Rutkowski's full email address, please signup to ConnectPlex.
Lori Rutkowski works in the Financial Services industry.
Lori Rutkowski's colleagues at U.S. Securities and Exchange Commission are Rita Bolger, Matthew Christiansen, George O'Kane, Jonathan Grant, Richard Hrvatin, Nandy Celamy, Ken O'Connor and others.
Lori Rutkowski's phone number is 800-877-8399
See more information about Lori Rutkowski