Mike Braden

Compliance Examiner at U.S. Securities and Exchange Commission - Washington, DC, US

Mike Braden's Colleagues at U.S. Securities and Exchange Commission
Kevin Christy

Exam Manager, Office of Compliance Inspections and Examinations

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Adam Bolter

Senior Counsel, Division of Investment Management

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James O'Keefe

Senior Counsel (Division of Enforcement)

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Ross Goetz

Financial Economist

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Willie Davis

Assistant Regional Director

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Mike Braden's Contact Details
HQ
800-877-8399
Location
Greater Chicago Area
Company
U.S. Securities and Exchange Commission
Mike Braden's Company Details

U.S. Securities and Exchange Commission

Washington, DC, US • 1000 - 4999 Employees
Financial Services

The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.The SEC holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes. The SEC's five main divisions are: • Corporation Finance• Trading and Markets• Investment Management• Enforcement• Risk and Economic AnalysisThe SEC is looking for the brightest minds to solve difficult problems and help strengthen our team in order to better serve as the investor's advocate. We are currently seeking qualified applicants for numerous positions. Opportunities are located in the SEC's Washington, D.C. headquarters and in 11 regional offices in the United States.Disclaimer: http://ow.ly/5hB230oHjhr

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Frequently Asked Questions about Mike Braden
Mike Braden currently works for U.S. Securities and Exchange Commission.
Mike Braden's role at U.S. Securities and Exchange Commission is Compliance Examiner.
Mike Braden's email address is ***@sec.gov. To view Mike Braden's full email address, please signup to ConnectPlex.
Mike Braden works in the Financial Services industry.
Mike Braden's colleagues at U.S. Securities and Exchange Commission are Eric Phillips, Kevin Christy, Christopher Caprio, Adam Bolter, James O'Keefe, Ross Goetz, Willie Davis and others.
Mike Braden's phone number is 800-877-8399
See more information about Mike Braden