Mike Rokhi

Senior Regulatory Accountant Manager at RND Compliance - Los Angeles, California, United States

Mike Rokhi's Colleagues at RND Compliance
Terence Morrissey

Vice President

Contact Terence Morrissey

Mike Rokhi's Contact Details
Email (Verified)
***@finracompliance.com
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Mobile Number
(XXX) XXX-XXXX
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HQ
(312) 542-6901
Location
Company
RND Compliance
Mike Rokhi's Company Details
RND Compliance logo, RND Compliance contact details

RND Compliance

Los Angeles, California, United States • 2 Employees
Financial Services

Specializing in FINRA and SEC consulting, compliance, and remediation for broker-dealers, RIA firms, fund managers, and related financial industry firms. We're committed to providing expertise in compliance matters such as; consulting for start-up firms, resolving regulatory actions, audit and exam preparation, cyber security controls, on-going compliance administration, and much more.

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Frequently Asked Questions about Mike Rokhi
Mike Rokhi currently works for RND Compliance.
Mike Rokhi's role at RND Compliance is Senior Regulatory Accountant Manager.
Mike Rokhi's email address is ***@finracompliance.com. To view Mike Rokhi's full email address, please signup to ConnectPlex.
Mike Rokhi works in the Financial Services industry.
Mike Rokhi's colleagues at RND Compliance are Terence Morrissey and others.
Mike Rokhi's phone number is (312) 542-6901
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