Parul Sharma

Securities Compliance Examiner, National Exam Program - Office of Investment Advisers and Companies at U.S. Securities and Exchange Commission - Washington, DC, US

Parul Sharma's Contact Details
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800-877-8399
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Company
U.S. Securities and Exchange Commission
Parul Sharma's Company Details

U.S. Securities and Exchange Commission

Washington, DC, US • 1000 - 4999 Employees
Financial Services

The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.The SEC holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes. The SEC's five main divisions are: • Corporation Finance• Trading and Markets• Investment Management• Enforcement• Risk and Economic AnalysisThe SEC is looking for the brightest minds to solve difficult problems and help strengthen our team in order to better serve as the investor's advocate. We are currently seeking qualified applicants for numerous positions. Opportunities are located in the SEC's Washington, D.C. headquarters and in 11 regional offices in the United States.Disclaimer: http://ow.ly/5hB230oHjhr

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Frequently Asked Questions about Parul Sharma
Parul Sharma currently works for U.S. Securities and Exchange Commission.
Parul Sharma's role at U.S. Securities and Exchange Commission is Securities Compliance Examiner, National Exam Program - Office of Investment Advisers and Companies.
Parul Sharma's email address is ***@sec.gov. To view Parul Sharma's full email address, please signup to ConnectPlex.
Parul Sharma works in the Financial Services industry.
Parul Sharma's colleagues at U.S. Securities and Exchange Commission are David Zhou, Andrew Ko, Daniel Blau, Danny P., Jerome CFA, Adriane Williams, Karyn Lim and others.
Parul Sharma's phone number is 800-877-8399
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