Sr. Vice President, Manager of Compliance and Risk Management Services
First Clearing is a clearing and custody services business, serving broker dealers and registered investment advisors nationwide. Driven by a strong and abiding commitment to the power of relationship, our mission is to help our client firms create and grow successful businesses. Through our affiliation with Wells Fargo & Company, we provide access to vast resources to help you address all aspects of your business, empowering you to deliver the client experience you desire.We believe our experience working with quality firms for more than three decades has not only garnered us a reputation for questioning the status quo, but it also allows us to envision what lies ahead and innovate for the next generation.It's your vision, your business, and your legacy. And we're with you every step of the way.First Clearing is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company. © 2022 Wells Fargo Clearing Services, LLC. All rights reserved. First Clearing provides correspondent services to broker-dealers and registered investment advisors and does not provide services to the general public. CAR-0322-03009