Pooja Mehta's Contact Details

Pooja Mehta's Company Details

Kamlesh P. Mehta Associates

Mumbai, Maharashtra, India • 10 Employees
Capital Markets

KPM caters to the members of NSE, BSE, MCX, MSE, NCDEX and depository participants of CDSL and NSDL.KPM has a staff strength of more than 65 employees including Chartered Accountants and article clerks.KPM is serving more than 120 stock brokers who are members of stock exchange, commodity exchange, depository participant, portfolio managers Research Analyst & Investment Advisors.Services We Provide>Half yearly Compliance and Internal audit as required by SEBI and Exchanges System audit and Cyber Security audits for brokers and depository participants.>Internal and concurrent audits as required by CDSL and NSDLBranch/ Authorised Person audit and inspection>Mock inspections>PMS compliance audits>Compliance consultancy with respect to SEBI, BSE, NSE, MSE, CDSL, NSDL, MCX and NCDEX>Updation of circulars>Appearing for IGRC and arbitration matters with exchanges>Audits of record keeper agencies>Furnishing certificates required by SEBI, exchanges, depositories, RBI for NBFC, IRDA relating to networth, share holding pattern etc>Preparation of operational manual, policies for various purposes, check lists for day to day broking operations.