Richard Gimon

Chief Compliance Officer at CL King & Associates Inc - Albany, NY, US

Richard Gimon's Colleagues at CL King & Associates Inc
Anne Serewicz

Head of Investment Banking

Contact Anne Serewicz

William C.

Investment Banking Analyst

Contact William C.

Cindy Listing

assistant vice president, executive sales administrator

Contact Cindy Listing

Sean Dwyer

Senior Vice President

Contact Sean Dwyer

Tim OBrien

Senior Vice President

Contact Tim OBrien

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Richard Gimon's Contact Details
HQ
518-431-3555
Location
Albany, New York
Company
CL King & Associates Inc
Richard Gimon's Company Details
CL King & Associates Inc logo, CL King & Associates Inc contact details

CL King & Associates Inc

Albany, NY, US • 100 - 249 Employees
Financial Services

CL King is a leading women-owned securities firm and is WBENC-certified.Since our founding in 1972, CL King has evolved from an equity boutique to a full-service investment bank. Our focus on debt and equity capital markets remains the core of our robust platform supported by a well-respected research, sales, trading and clearing operation. When combined with our strong capital base, we are an active securities underwriter. We co-manage bond offerings, IPOs, follow-ons, secondaries, convertibles, and preferreds. In addition, we transact directly in the capital markets on behalf of corporations through our Corporate Services business focused on share repurchase and continuous share offerings ("ATMs"​).Member of FINRA and SIPC.Check the background of this firm on FINRA's BrokerCheck: http://brokercheck.finra.org

Financial Services Financial Advisory Services Brokerage Services Finance
Details about CL King & Associates Inc
Frequently Asked Questions about Richard Gimon
Richard Gimon currently works for CL King & Associates Inc.
Richard Gimon's role at CL King & Associates Inc is Chief Compliance Officer.
Richard Gimon's email address is ***@clking.com. To view Richard Gimon's full email address, please signup to ConnectPlex.
Richard Gimon works in the Financial Services industry.
Richard Gimon's colleagues at CL King & Associates Inc are Anne Serewicz, William C., Kevin Varnon, Nicole Savage, Cindy Listing, Sean Dwyer, Tim OBrien and others.
Richard Gimon's phone number is 518-431-3555
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