Simon Appleton

Director, MiIFD II Transaction Reporting SME at Kaizen Reporting - London, ENG, UK

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HQ
Location
Colchester, England, United Kingdom
Company
Kaizen Reporting
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Kaizen Reporting logo, Kaizen Reporting contact details

Kaizen Reporting

London, ENG, UK • 100 - 249 Employees
Financial Services

We are regulatory reporting specialists on a mission to transform the quality of reporting in the financial services industry. We've combined regulatory expertise with advanced technology to develop our automated services for assurance, shareholding disclosure and our Single Rulebook platform. Our services are used by some of the world's largest banks, asset managers, hedge funds and brokers, and have been recognised by multiple industry awards including a UK government Queen's Award for Innovation. Regulations we cover include: MiFIR (Transaction and APA), EMIR, CFTC, SEC, SFTR, HKMA, MAS, Canada, ASIC as well as the 400+ global shareholding disclosure rules. We help our clients reduce costs, improve quality and increase confidence in their regulatory reporting.

Transaction reporting EMIR DFA and other G20 regulations MIFID I and MIFIR/D II Regulatory compliance consulting Quality Assurance Service Data forensics Governance Financial Services Testing and reconciliations MIFID I and MIFID II Regulatory governance Regulatory reporting MiFID and MIFID II Accuracy testing Regulatory compliance Reference data testing Advanced regulatory reconcilation Transaction reporting Quality assurance Dodd Frank Act (DFA) reporting SFTR transaction reporting EMIR trade reporting Data testing Control framework
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Simon Appleton currently works for Kaizen Reporting.
Simon Appleton's role at Kaizen Reporting is Director, MiIFD II Transaction Reporting SME.
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Simon Appleton works in the Financial Services industry.
Simon Appleton's colleagues at Kaizen Reporting are Ross Barrett, Vivek Santhirababu, Gemma Tatham, Eddie Mills, Sam Playle, Summer Deehan, Francesco Angelini and others.
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