Warren Tong

Supervisory Securities Compliance Examiner at U.S. Securities and Exchange Commission - Washington, DC, US

Warren Tong's Colleagues at U.S. Securities and Exchange Commission
Colin Mark

Student Honors Program Intern - Office of the General Counsel (Fall 2020)

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Amanda Rios

Counsel, Division of Enforcement

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Mathew Varghese

Senior Cyber/IT Security Professional - New York Region

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Kai Chen

Application Developer

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Alessandra Hagemann

Securities Compliance Examiner

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Warren Tong's Contact Details
HQ
800-877-8399
Location
Company
U.S. Securities and Exchange Commission
Warren Tong's Company Details

U.S. Securities and Exchange Commission

Washington, DC, US • 1000 - 4999 Employees
Financial Services

The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.The SEC holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes. The SEC's five main divisions are: • Corporation Finance• Trading and Markets• Investment Management• Enforcement• Risk and Economic AnalysisThe SEC is looking for the brightest minds to solve difficult problems and help strengthen our team in order to better serve as the investor's advocate. We are currently seeking qualified applicants for numerous positions. Opportunities are located in the SEC's Washington, D.C. headquarters and in 11 regional offices in the United States.Disclaimer: http://ow.ly/5hB230oHjhr

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Frequently Asked Questions about Warren Tong
Warren Tong currently works for U.S. Securities and Exchange Commission.
Warren Tong's role at U.S. Securities and Exchange Commission is Supervisory Securities Compliance Examiner.
Warren Tong's email address is ***@sec.gov. To view Warren Tong's full email address, please signup to ConnectPlex.
Warren Tong works in the Financial Services industry.
Warren Tong's colleagues at U.S. Securities and Exchange Commission are Colin Mark, Amanda Rios, Mathew Varghese, Kai Chen, Majid Mahmood, Alessandra Hagemann, Brian Kudon and others.
Warren Tong's phone number is 800-877-8399
See more information about Warren Tong