Paradigm Compliance

Financial Services - New York, NY, US

Paradigm Compliance Employees
Steven Metz

Chief Compliance Officer

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Paradigm Compliance Details

Paradigm Compliance Mission Our mission: To define the model for compliance and help you realize your business intentions whilst retaining strict adherence to world class operating models. Philosophy Paradigm is a solid consultancy firm focused purely on the requirements and goals of our clients. Our philosophy is based on a simple set of principles: Personnel Our personnel are our strength. We employ highly-educated and skilled individual to provide our clientele with the utmost attention, devotion, and dedication. We care for and about our workforce and train them monthly to keep them apprised of all advancements in the industry. We empower each individual to make decisions with minimal administration oversight. Honesty We practice a relatively transparent business model, keeping our clientele fully informed of the entire situation and ensure that they comprehend all aspects of the association before we solidify any commitment. We strive for long-term relationships and clients who are willing to attain their objectives with our help. Reliability

Paradigm Compliance logo, Paradigm Compliance contact details
Employees: 5 - 9
HQ: N/A
Location: New York, NY, US
Revenue: Not Available
Regulatory Compliance AML - Anti Money Laundering FINRA Rules SEC CFTC/NFA Rules Written Supervisory Procedures (WSP's) Full Service Broker-Dealer Services Broker-Dealer Registration Process Written Supervisory Procedures (WSP's) Written Supervisory Procedures (WSP's)
Paradigm Compliance Technologies
Hosting

Amazon AWS

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