Steven Metz

Chief Compliance Officer at Paradigm Compliance - New York, NY, US

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***@paradigmcompliance.com
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(XXX) XXX-XXXX
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N/A
Location
Greater New York City Area
Company
Paradigm Compliance
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Paradigm Compliance

New York, NY, US • 5 - 9 Employees
Financial Services

Paradigm Compliance Mission Our mission: To define the model for compliance and help you realize your business intentions whilst retaining strict adherence to world class operating models. Philosophy Paradigm is a solid consultancy firm focused purely on the requirements and goals of our clients. Our philosophy is based on a simple set of principles: Personnel Our personnel are our strength. We employ highly-educated and skilled individual to provide our clientele with the utmost attention, devotion, and dedication. We care for and about our workforce and train them monthly to keep them apprised of all advancements in the industry. We empower each individual to make decisions with minimal administration oversight. Honesty We practice a relatively transparent business model, keeping our clientele fully informed of the entire situation and ensure that they comprehend all aspects of the association before we solidify any commitment. We strive for long-term relationships and clients who are willing to attain their objectives with our help. Reliability

Regulatory Compliance AML - Anti Money Laundering FINRA Rules SEC CFTC/NFA Rules Written Supervisory Procedures (WSP's) Full Service Broker-Dealer Services Broker-Dealer Registration Process Written Supervisory Procedures (WSP's) Written Supervisory Procedures (WSP's)
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Steven Metz currently works for Paradigm Compliance.
Steven Metz's role at Paradigm Compliance is Chief Compliance Officer.
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Steven Metz works in the Financial Services industry.
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